Corporate Compliance Management (CCM)
Corporate compliance covers both internal policies and procedures, as well as federal and state laws. Enforcing compliance helps your company prevent and detect violations of rules, which protects your organization from fines and lawsuits.
Compliance management is the ongoing process of monitoring and assessing systems to ensure they comply with industry and security standards, as well as corporate and regulatory policies and requirements.
CCM is considered the most advanced, comprehensive certificate in the field of compliance and anti-money laundering.
Compliance and AML Specialists around the globe need a complete working knowledge of CCM in order to gain experience and build their career, which is why our training covers the following:
- Customer Onboarding and KYC
- Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF)
- Advanced AML Investigations
- International Sanctions and Embargoes
- Regulatory Compliance Management
- FATCA & CRS
LEARNING OBJECTIVES
- Customer Onboarding and KYC
- Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF)
- Advanced AML Investigations
- International Sanctions and Embargoes
- Regulatory Compliance Management
- FATCA & CRS
DEVELOP YOUR AML AND COMPLIANCE SYSTEMS
- AML Risk Rating System
- Transactions Monitoring System (TMS)
- Case Management and Investigations System
- Name Screening and Sanctions Compliance System
- Regulatory Compliance Examination and Reporting System
- FATCA & CRS Reporting System
PRACTICAL INFORMATION BASED ON THE “KNOW-HOW” CONCEPT
- How to build the best “Onboarding” and “Customer Due Diligence (CDD)” process
- The effective and easy way to identify High-Risk customers and transactions
- Build an Effective Compliance and AML Program
- Building a risk based methodology as per the Financial Action Task Force (FATF) recommendations
- Data collection and protection, in line with the General Data Protection Regulations (GDPR)
- How to deal with Digital Identity and Standardized KYC
- Implementing efficient procedures to enhance the customer experience
- How to prepare your FATCA and CRS reports
- Solutions to common challenges, and how to make appropriate decisions
- Preparing reports for Senior Management and the Board of Directors
- Scenarios you should cover in your Transaction Monitoring System
- Implement sanction on Account opening, SWIFT, and other products or services
- Reducing false hits on your Name Screening Systems
KEEPING UP WITH MODERN DEVELOPMENTS AND TECHNOLOGY
- Online Customer Onboarding
- Digital Identity and Standardized KYC
- “Financial Technology (FinTech)” e.g. Artificial Intelligence (AI) and Robotic Process Automation (RPA)
- Building a risk based methodology as per the Financial Action Task Force (FATF) recommendations
- Update of Data Electronically
- Virtual Currencies and Blockchain Technology
- Cutting edge Compliance and AML work-flows
TARGETED CANDIDATES
Workers in the Compliance and Anti-Money Laundering field, in the following sectors:
- Banking Industry
- Insurance and reinsurance Companies
- Brokerage Firms
- Leasing and Microfinance Companies
- Lending Firms
- Exchange Houses and Money Service Business
- Financial Sector Regulatory Authorities
- Tax Authorities
- Financial Intelligence Units FIUs
- Related Ministries and government bodies
